Event-Based Compliance Services

Event-Based Compliance Services

In today’s regulatory environment, companies must comply with event-based requirements under the Companies Act, SEBI, FEMA, and other laws triggered by corporate actions such as fundraising, management changes, share issuances, and restructuring. Our experienced Practising Company Secretaries ensure timely compliance, helping businesses avoid penalties and legal risks while maintaining smooth operations.

• 1. Fundraising & Private Placement:Compliance with SEBI, RBI, and MCA regulations, including private placements, preferential allotments, rights issues, and debenture filings.
• 2. Share Issuance & Transfer: Drafting agreements, share allotment, transfers, certifications, and buyback compliance.
• 3. Changes in Company Structure & Management: Filings related to director changes, shareholding updates, registered office shifts, and ESOP/sweat equity compliance.
• 4. Deposits & Loan Reporting: Annual filings, charge creation/modification, and satisfaction compliance.
• 5. Annual Filings:Returns, financial statements, reports, and audit documentation.
• 6. Other Corporate Actions: Company conversions, closures, auditor appointments, and related MCA filings.